UOB Asset Management (Thailand) Co., Ltd.(“UOBAMTH”) Jobs 1 Jobs

Job Description :

• Develop & maintains Compliance Manual (Investment Management), monitor compliance & report on exception to local and regional management.
• Monitor & report on Prospectus, local regulations etc.
• Oversee establishment of client account, portfolios, etc. Ensure all documentation is signed and lodged with appropriate persons.
• Daily monitor company investment for the fund under management in regard to the investment limitation as specified by the SEC and the fund’s project.
• Report to the SEC and Trustee of the fund in case that investment is over the investment limitation.
• Communicate and disseminate relevant laws, regulations, rules and notifications to employees.

Requirements : 

• Master/ Bachelor degree in legal/business
• At least 5-7 years experiences in Compliance (investment management) from Asset / Fund management company.
• Good understanding of SEC regulations
• Exposure to compliance issues and practice.
• Excellent communication & writing skills.

Interested candidates please contact :

Human Resource Department
UOB Asset Management (Thailand) Co., Ltd.
23A, 25 Floor, Asia Centre Building, 173/27-30, 32-33 South Sathon Road,

Thungmahamek, Sathon, Bangkok 10120, Thailand
Tel : +66 2786 2000 Fax : +66 2786 2375

Website: www.uobam.co.th