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17 October 2019
Job ID: BK-146991
VP-Compliance (Financial Service)
Responsibilities:
  • Advising on compliance law, rules, and standards, including staying updated on changes and developments in these areas.
  • Preparing the monthly and annual Compliance Plan, detailing the results of the compliance policy review of laws, rules, and regulations.
  • Monitoring regulatory developments and the implementation of compliance rules and standards through policies and/or procedures, and/or guidelines, and, communicating to the staff.
  • Ensuring the submission of monthly report required by other regulators.
  • Reporting on suspicious accounts and/or suspicious transactions to the appropriate regulatory authority (AMLO: Anti-Money Laundering Office, Thailand and AML/CFT Compliance, Head Office).
  • Liaising with regulatory authorities on regulatory matters and acting as a contact point with authorized regulators.
  • Being responsible for branch compliance auditing, and ensuring compliance with all important regulations.
  • Coordinating with related government agencies or regulators regarding compliance issues as observe or updated in new announcements from the BOT or other regulators.
Qualifications:
  • Bachelor’s degree or higher in a related field.
  • A minimum of 7 years in a compliance field (financial business).
  • Knowledge of AML/CFT/KYC rules and regulations and compliance culture.
  • Good command of English.
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Job Details:

PRTR Recruitment & Outsourcing
https://www.prtr.com/
Since PRTR’s establishment in Thailand in 1990, we have been a part of a roller coaster ride called Thailand's economy. We have witnessed the highs of the property boom, the collapse of the currency, the pain Thailand suffered facing up to the stringent demands of the IMF, the demise of the American mortgage market, Thailand’s ongoing political power struggle and the recent devastating floods. We are now playing our part in Thailand's future, which will see a steady annual growth, improved health and welfare services, a decrease in poverty, an increasing domestic demand from a growing middle class and a business environment that dictates transparency and increased honesty.   We currently have 5 offices in Bangkok and 2 offices in the Eastern Seaboard of Thailand employing a total of 232 staff with a further 41 staff supporting our client partners at their locations in Thailand. Our plan is for PRTR to become Thailand’s most successful recruitment, staff outsourcing and business process outsourcing services group of companies.  

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