Skillsolved Recruitment Co., Ltd.

Job ID: BK-215371 | Location: Bangkok, Thailand
20 May 2020 Print Report Share

Skillsolved Recruitment Co., Ltd.

Job ID: BK-215371 | Location: Wattana, Bangkok, Thailand

Head of Legal and Compliance (180-220k) Fintech

Job Description:

Compliance:

  • Identify and monitor legal and compliance issues with respect to all applicable laws, rules, and regulations relating to the company's business consist Company Group of policies, code of practices & standard;
  • Manage, oversee and monitor the practice of business-specific compliance, and general compliance, it includes to ensure these Compliance's functions are running well;
  • Identify potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues;
  • Review product and marketing materials to ensure compliance with SEC, AMLO, FATCA, and governmental authorities;
  • Develops, initiates, maintains and revises policies and procedures for the general operation of the Compliance;
  • Provide advice on regulatory compliance issues and requirements; including these areas: - New business & product development; Sales & marketing practices; Evaluation of third-party provider of services, systems & product;
  • Provide training and educate staff on regulation / new regulation requirements, compliance and internal policy and procedures;
  • Build awareness & compliance culture in the Company;
  • Implementing and monitoring of the Compliance framework of company regulatory compliance, data protection, professional ethics, market integrity, relationships with the regulators and protection of the customer interest; and
  • Set-up and supervise the quality and the consistency of the compliance of the Company.

 Legal:

  • Work closely with the management team and people in other functions on any legal- related matters;
  • Advice management team on Legal issues of Digital Assets Market and some products in the Financial Market e.g. Bond;
  • Handle legal work on any potential legal issues (together with finding a solution in respect thereof), which may be relevant to any new business opportunity;
  • Review and draft business contract and/or Agreement of the organization both in Thai and English;
  • Arrange for any legal training required from time to time by the business; and
  • Work closely with the external legal counsels and another team in handling the pending case and/or legal-related matters.

Company Secretary:

  • Arrange the BOD Meeting, Annual General Meeting (AGM) and other subcommittees meeting including preparing agenda, presentations and taking minutes of meetings or coordinating with minutes recorder;
  • Ensure the company complies with the statutory and other regulatory requirements on corporate matters and maintains the communication between the regulatory SEC, AMLO, and governmental authorities;
  • Maintain the register of shareholders and monitoring the changes in share ownership of the company; and
  • Monitor changes in relevant legislation and the regulatory environment and taking appropriate action.

 

Qualification & Requirement

  • Bachelor's degree or higher in Law or related field;
  • At least 5 years of experience in prior Legal and Compliance;
  • Good command of verbal and written communication skills in Thai and English;
  • Critical thinking and analytical problem-solving skills;
  • Good interpersonal skills; people person with good presentation skills;
  • Attention to detail and interest in following the latest regulatory changes;
  • Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous;
  • High versatile, result oriented, work independently under pressure.
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Job Details:

  • Employment Type:

    Full Time
  • Career Level:

    Senior Level
  • Required Qualification :

    Master
  • Required Experience :

    5 years
  • Company Industry:

    Legal Services
  • Location:

    Wattana, Bangkok, Thailand
  • Salary:

    ฿160,000 - ฿160,000/mo (Salary negotiable)

Skillsolved Recruitment Co., Ltd.
We call ourselves “CLOSERS.” We are a group of passionate headhunters who believe in delivering results for our clients, while providing service excellence. SkillSolved aspires to become the first Thai-brand recruitment company that comes to mind when hiring. Our consultants focus exclusively on mid-senior level permanent positions in various industries & functions:  Industries:  Banking & Financial Services  Life Science  Industrials  FMCG & Consumers  Retail & E-Commerce  Telecom, Media, & Technology  Functions:  Sales & Marketing  Accounting & Finance  Supply Chain & Procurement  Manufacturing  Information Technology  Human Resources 

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