Krungthai AXA Life Insurance Public Company Limited

Job ID: BK-118894 | Location: Bangkok, Thailand
07 August 2019 Print Report Share

Krungthai AXA Life Insurance Public Company Limited

Job ID: BK-118894 | Location: Huaykwang, Bangkok, Thailand

Compliance (Assistant Manager/Manager)

Job Description:

Compliance Risk Management Program

  • Monitor and give advice to ensure all business units comply with company internal policy, procedures, and external regulations.
  • Monitor business activities regularly to detect any possible breaches of legislative, guidelines and to take remedy actions where necessary.

Regulatory Compliance

  • Responsible for ensuring compliance with requirements & reporting.
  • Identify potential compliance violations and internal control weakness; and ensure timely resolution.
  • Kept abreast of the regulatory environment and review / update control processes. Carry out gap analysis and make recommendations for remediation.
  • Providing competent, reliable and timely compliance advising regulatory compliance issues and requirements management and/or the department concerned.
  • Check and account for existing Krungthai-AXA policies and identify which ones are already approved during the LMACC, local BACC and the Board of Directors. To ensure that the approved Krungthai-AXA policies are current vis-à-vis all AXA Policies for further adoption and localization, and also to include applicable laws and regulations, where necessary, for immediate implementation within the business units.
  • Monitor and follow up plans to be created based on the outcome of the analysis. High-risk functions or areas will be highlighted.

Division and Corporate Reporting

  • Responsibilities include preparation and compilation of reports such as quarterly LMACC, BACC reports, annual AML assessments, monthly Anti-Money Laundering & CTF reports, as well as ad hoc reporting with the feedback on timeliness, quality and transparency etc.
  • Coordinate and report compliance related issues to the Regional Office as requested Training and Awareness
  • Responsible to build awareness & compliance culture in Thailand operations
  • Provide training and education of staff, agent, and financial adviser as well as to extend the insurance compliance knowledge toward our broker, JV partner, outsource, etc.
  • Support receiving and giving recommendation for compliance related issues for the company’s employees

Compliance and Other Projects

  • Represent Compliance team on Company projects to ensure changes to Company systems, processes and projects meet all applicable regulatory requirements.
  • Represent Compliance Team on projects sponsored by Head of Compliance and Market Conduct


  • Bachelor’s Degree or higher in Laws, Accounting or Finance
  • 2-3 years’ experience in life insurance or financial services industry
  • 3 years' experience in Compliance
  • Extensive knowledge of the regulatory environment, relevant legislation and regulatory requirements
  • Good command of both spoken and written English
  • Ability to work under pressure and meet tight deadlines
  • Knowledge of regulatory requirements for life insurance business and risk management
  • Highly motivated and eager to learn
  • Good interpersonal skills

Job Details:

  • Employment Type:

    Full Time, Permanent
  • Career Level:

    Middle Level
  • Required Qualification :

  • Required Experience :

    5 years
  • Company Industry:

    Insurance / Pension Funding
  • Location:

    Huaykwang, Bangkok, Thailand
  • Salary:

    Salary negotiable

Five-day work week
Performance bonus
Medical insurance
Dental insurance
Life insurance

Krungthai AXA Life Insurance Public Company Limited
Khungthai AXA is a perfect combination of Khungthai Bank Plc., a commercial bank of the Thai Government, and the AXA Group, the world’s number one insurance group. We aim to satisfy both clients and employees. Our mission is to help people and economies grow. With 140,000 employees of AXA. Group. We have the international reach, experience and imagination it takes to bring the best financial protection and wealth management to 50 million clients worldwide Our commitment is to satisfy our clients by providing high standard services that are highly suited to the needs of today’s Thai people

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